"Excellence in Advocacy and Corporate Documentation..."
|
|
|
 TIMOTHY P. KEBBE, firm Counsel, was admitted to the Bar of the State of New York in 1988. He is a member of U.S. District Courts of the Southern and Eastern Districts of New York, and of the United States Court of Appeals for the Second Circuit.
Mr. Kebbe has extensive securities and commercial litigation experience in State and Federal courts as well as in arbitration proceedings sponsored by the New York Stock Exchange, Inc., NASD Dispute Resolution, Inc., the American Arbitration Association and other alternative dispute resolution forums. He has represented parties in proceedings before the New York City Department of Human Rights and in a variety of enforcement actions, administrative proceedings, disciplinary proceedings and investigations before the NYSE, CFTC, NASD, SEC, FINRA, and the International Securities Exchange. Mr. Kebbe is experienced in representing parties in internal corporate investigations, securities class actions, and investigations by the United States Attorney’s Office. Mr. Kebbe is also an arbitrator for the Financial Industry Regulatory Authority.
Education & Memberships:
- Vanderbilt University B.A., magna cum laude, 1982; University of Minnesota, J.D., cum laude, 1987.
- Arbitrator, Financial Industry Regulatory Authority
Practice Areas:
- Securities Litigation and Arbitration
- Securities Regulation
- Complex Commercial Litigation
- Class Action Litigation
- Employment Law
- Unfair Competition and Trade Secrets
- Commodities
- Shareholder Disputes
- Director and Officer Liability
- Commercial Real Estate Litigation
- Business Valuations
- Valuations of Derivative Securities
Selected Cases:
(This list of Selected Cases and Decisions is not intended, nor should it be construed, as implying a likelihood of similar results in any other case. Each case depends upon its unique facts and circumstances.)
- Gibby v. AGS Specialist Partners, NASD-DR Arbitration No. 05-00380 (Aug. 3, 2005) (successful defense of AMEX specialist organization in a case alleging negligence, manipulation and failure to execute orders).
- R.A. Mackie & Co., L.P. v. PetroCorp. Inc., 329 F. Supp.2d 477 (S.D.N.Y. 2004) (won multi-million dollar award, including attorney’s fees, in dispute over stock warrant agreement, establishing precedent on the use of expert testimony to establish the Black-Scholes pricing model as the appropriate valuation method for unexercised, unexpired warrants).
- Ellison v. American Image Motor Co., 36 F. Supp. 2d 628 (S.D.N.Y. 1999) (representation of broker-dealer in multi-million dollar class action alleging sale of unregistered stock and market manipulation; court decertified class of individuals who were allegedly sold unregistered stock; achieved favorable settlement for client of less than $90,000).
- Tsipouras v. W&M Properties, Inc., 9 F. Supp. 2d 365 (S.D.N.Y. 1998) (won dismissal of RICO claims by employee against his former employer).
- Northeast Securities, Inc. v. Quest Capital Strategies, Inc., NASD-DR Arbitration No. 98-00090 (Mar. 10, 2003) (won substantial changes in “dump back” arbitration against broker-dealer).
- Levenson v. Buckingham Research Group, Inc., NASD-DR Arbitration No. 99-03003 (defeated former employees’ claim for alleged failure to pay bonus).
- Jones v. Foster Jeffries Securities, Ltd., NASD-DR Arbitration No. 98-02891 (Feb. 23, 2000) (won claims on behalf of public customer alleging failure to follow customer’s instructions, unauthorized transactions, unsuitability, fraud and failure to supervise; damages included compensatory damages, punitive damages, and interest).
- Tarnowski v. Kensington Wells, Inc., NASD-DR Arbitration No. 96-026257 (Sept. 12, 1997) (defeated claims for more than $1 million in compensatory and punitive damages based on alleged failure to disclose, and failure to execute sell orders; no damages awarded).
E-mail Attorney Timothy Kebbe at
Click Here to Read More Profiles on the Personnel and Attorneys of Brunelle & Hadjikow, P.C.
|
|
